SIE Plan

Sources

Priority: P0 official exam authority → P1 government/regulator → P2 professional organisation → P3 academic → P4 reputable secondary. Competitor prep sites are never used as a source of truth.

SourcePublisherTypeRetrievedVerifiedRe-check everyStatus
Securities Industry Essentials (SIE) Examination Content Outline
Copyright 2025 FINRA. Fixes the four sections and their item counts, the 5 unidentified pretest items that bring the exam to 80 items in total, the 1 hour 45 minute limit, and the statement that there is no penalty for guessing. Scores are equated to a common scale.
Financial Industry Regulatory Authority (FINRA)primary2026-09-222026-09-2245dactive
Securities Industry Essentials (SIE) Exam
At a Glance: 75 questions, multiple choice, 1 hour 45 minutes, passing score 70, cost $100. Open to anyone aged 18 or older; association with a firm is not required; results are valid for four years. Lists the qualification exams taken after the SIE.
Financial Industry Regulatory Authority (FINRA)primary2026-09-222026-09-2245dactive